All Entries Tagged With: "securities"
Thai Broker KT ZMICO Securities Goes Live with SunGard Valdi
KT ZMICO Securities, a leading Thai brokerage firm, is live with SunGard’s Valdi trading, connectivity and market making solution suite to help automate and streamline its trading activities into one integrated trading screen on the Stock Exchange of Thailand (SET). Valdi also helps KT ZMICO better manage its exposure by providing a consolidated view of [...]
BNP Paribas Securities Services Adds Hong Kong to Cross-Border Distribution Network
BNP Paribas Securities Services (BNP Paribas) announced April 19 that it has added Hong Kong to its cross-border fund distribution network, enabling it to support non-Hong Kong-domiciled fund managers’ distribution requirements in the region. The move simplifies and optimises global fund managers’ access to Hong Kong by making it easier for them to register funds [...]
China Everbright Securities Live With ULLINK OMS
ULLINK, provider of low-latency connectivity and trading solutions for the global financial community, announced April 19 that CHINA EVERBRIGHT SECURITIES went live with ULLINK’s comprehensive order management solution in Hong Kong. The solution includes electronic client order collection from multiple networks, care order management with institutional trading front-ends, pre-trade risk management, and direct market access [...]
TSE MOU with Central Bank of Myanmar for Establishing a Securities Exchange
Daiwa Institute of Research Ltd. (hereinafter “DIR”), the core information-generating arm of Daiwa Securities Group, and Tokyo Stock Exchange Group, Inc. (hereinafter “TSE”) reached an agreement on April 10, 2012 to conclude a memorandum of understanding (hereinafter “MOU”) with the Central Bank of Myanmar (hereinafter “CBM”) pertaining to cooperation toward establishing a securities exchange and [...]
SGX Proposes Enhanced Regulatory Framework For Direct Access to Securities Market
Singapore Exchange (SGX) is consulting the public on proposed rule changes to enhance the regulatory framework for direct access to its securities market, in preparation for the ASEAN Trading Link. The ASEAN Trading Link will provide brokers of participating ASEAN exchanges with the infrastructure to input orders directly on another participating ASEAN exchange. While the [...]
Korean Investment & Securities Selects Orc For Korea Markets
Orc, a leading provider of technology and services for the global financial industry, announced April 10 that Korean Investment & Securities Co. Ltd. (KIS) has selected Orc to meet growing market demand for low-latency connectivity to the Korea Exchange (KRX). As a result of the deal, customers of both Orc and KIS will be able [...]
Mitsubishi UFJ Securities International Appoints David King Interim CEO
Mitsubishi UFJ Securities Holdings Co., Ltd (MUSHD) announced in Tokyo that David King, currently Chief Financial Officer of Mitsubishi UFJ Securities International (MUSI), will become interim CEO of MUSI pending a permanent appointment. This appointment follows the announcement that Cliff De Souza, outgoing CEO of MUSI, has become Principal Executive Officer of MUSHD, a new [...]
China Merchants Securities Implements NASDAQ OMX’s SMARTS Broker
China Merchants Securities (HK) Co, Ltd. (“CMS”), a wholly owned subsidiary of China Merchants Securities Co., Ltd (“China Merchants Securities”), has implemented NASDAQ OMX’s SMARTS Broker solution for surveillance and compliance monitoring of its equities trading activity. CMS’ compliance team will use the SMARTS Broker solution to enhance surveillance capabilities in monitoring both client and [...]
SGX Launches Securities Market Quality Report
Singapore Exchange (SGX) today launched its inaugural Securities Market Quality Report which provides information on trading activity, liquidity, volatility and trading costs on the SGX securities market in 2011. The report considers these factors in the context of the overall securities market as well as according to sub-segments based on large, mid- and small cap [...]
Mitsubishi UFJ Securities Holdings Appoints Cliff De Souza Principal Executive Officer and Head of International Business
Mitsubishi UFJ Securities Holdings Co., Ltd. (MUSHD) announced in Tokyo March 28 that Cliff De Souza, currently CEO of Mitsubishi UFJ Securities International (MUSI) in London, will become Principal Executive Officer of MUSHD, reporting jointly to Tsutomu Tanaka and Akira Kamiya, Deputy Presidents of the company effective from April 1. He will simultaneously become the [...]

