Asia Etrader

1 Mar, 2008

Volume 2, Issue 3

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The Electronic Trading Resource for Asia - Are you Connected?

A Look At SPAN

Standardized Portfolio Analysis of Risk (SPAN) was developed in 1988 by the Chicago Mercantile Exchange to enhance the margin efficiency of futures and options on futures in the same portfolio. SPAN calculates the likely loss of each position with 16 scenarios of volatility and price change to determine margin across the total portfolio arriving at a one-day risk (or worst-case scenario) for a trader's account. The key strength of SPAN is that it takes into account the entire portfolio and not just the last trade when establishing margin requirements. It has been widely adopted at many other exchanges including those in Asia (See list of SPAN exchanges in Asia).

First of all margin in the futures market is not the same as margin for buying stocks. Futures margin is a performance bond that earns interest in your account while stock margin is money you borrow from your broker to pay for a stock (you pay interest for the loan to your broker). When you buy options outright you really only have to put up the premium to carry the position and no further margin is required. SPAN margining really focuses on the option writing and permits different futures and options months to offset one another.

 

 

Inside The Asia Etrader

SPAN uses a standard option pricing model to determine how a contract will perform over the 16 previously mentioned scenarios. Option pricing models typically require five inputs:

  • Price of the Underlying Instrument
  • Risk-free Interest Rate
  • Strike Price
  • Time to Expiration
  • Volatility

Please see A Look at SPAN on page 5

Etrading Insider

How Malaysia Leads Asia in Islamic Banking

Financial Insights wrote this article taking a look at Malaysia is leading the way in Islamic banking.

Islamic banking and finance (IBF) has been growing rapidly over the past few years. Though estimates vary, there is little dispute that annual global growth is consistently in the double digits and that Islamic finance assets under management are currently valued at more than US$400bn.

Understanding the Principles of Islamic Banking

The principles of IBF are embedded in the overall Islamic value system and governed by Islamic (Shariah) law. These principles have the following effects on IBF:

* Application of interest rates prohibited: The concept of socioeconomic justice in Shariah law states that interest rates cannot be applied in loan situations; however, a rate of return is allowed in sale conditions.
* High transparency in financial disclosure: The restrictions on speculative behaviour indicate the need for a high degree of transparency and information disclosure by financial institutions in their transactions and operations. As a result, financial institutions keep separate accounts and ledgers for their Islamic operations and tend to provide separate Islamic financial reports.
* Asset-based financial system: In line with the limitations on speculative behaviour, Islamic financial transactions are based on an underlying asset, resulting in an asset-based financial system.

 

Please see Etrading Insider on page 4

2

Etrading Jobs

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Front-Office Developer, Commodities: Front Office technology development and support role for the Commodities business in Singapore . Working in Singapore as part of a team which is spread out across Tokyo continue ...


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Etrading Events March

Funds World China 2008
Dates: 4 March 2008 to 6 March 2008
Venue: Pudong Shangri-la Hotel - Shanghai, China

Risk Minds Asia
Dates: 4 March 2008 to 7 March 2008
Venue: St Regis Hotel - Singapore

FPL India Electronic Trading Conference
Dates: 7 March 2008
Mumbai, India

Islamic Funds Asia 2008
Dates: 10 March 2008 to 12 March 2008
The Westin Kuala Lumpur - Kuala Lumpur, Malaysia

Is there an event we should know about? Contact support@asiaetrading.com to let us know.

Future Asia etrading events can be found here .

 

 

 
Trading sessions on both the Bombay Stock Exchange and the National Stock Exchange will be extended during March 5-19 from 9:55am to 4:15pm
 

 

Exchange Holidays in March

Australia
Thursday 20 March Closes at 14:10
Friday 21 March Good Friday
Monday 24 March Easter Monday

Hong Kong
Friday 21 March Good Friday
Saturday 22 March Easter
Monday 24 March Easter Monday

India
Friday 21 March Ambedkar Jayanti/Good Friday
Saturday 22 March Holi

Indonesia
Friday 7 March Saka's New Year (Nyepi)
Thursday 20 March Birth of Prophet Muhammad
Friday 21 March Easter Monday

Japan
Thursday 20 March Vernal Equinox Day

Korea
Saturday 1 March Independence Movement Day

Malaysia
Thursday 20 March Birth of Prophet Muhammad

New Zealand
Friday 21 March Good Friday
Monday 24 March Easter Monday

Singapore
Friday 21 March Good Friday

The complete list of Asia exchange holidays can be found here .

3

In The Zone

On 3 Ferbuary Zhang Yujun, general manager of the Shenzhen Stock Exchange, met with the visiting president of the SGX, Xie Fuhua. Both parties conducted in-depth exchanges on personnel training, information interchange, product development, business and technical cooperation and signed the intent of cooperation in information interchange. The two exchanges agreed on establishing a joint work force to materialize specific cooperation issues and facilitate the process.

Mizuho Securities Co has signed a business tie-up deal with Tata Capital Ltd, a member of India's largest conglomerate. Mizuho Securities and Tata Capital will jointly set up funds to invest in promising Indian companies and launch wealth management services for rich people in the South Asian country.

GL TRADE, global provider of integrated multi assets and multi markets software solutions to international financial institutions, announces the seventh financial company to sign GL CLEARVISION, its middle office solution for clearing listed derivatives on the Singapore Stock Exchange (SGX).

On 13 February Euroclear SA/NV and Central Depository Services (India) Limited (CDSL) have announced the signing of a Memorandum of Understanding (MoU) establishing a basis of cooperation in anticipation of developing a closer working relationship in the future. They also signed an MoU with National Securities Depository Limited (NSDL)also based in India.

ICAP announced 28 February that it is launching non-deliverable forwards on seven Asian currencies and the Russian rouble on its electronic foreign exchange trading platform EBS on 3 March , further expanding its FX product offering. The Asian non-deliverable forwards (NDFs) are in Chinese renminbi (CNY), Korean won (KRW), Indian rupee (INR), Indonesian rupiah (IDR), Malaysian ringgit (MYR), Philippine peso (PHP) and Taiwan dollar (TWD) and are of one month duration.

Broadridge Financial Solutions, Inc. has announced today that Mizuho Securities Asia Ltd. (Mizuho), has commenced live operations on the Broadridge CCASS (Central Clearing and Settlement System) Adapter in Hong Kong. Mizuho is using Broadridge's adapter to support the settlement of its domestic equities business in Hong Kong.

The Multi Commodity Exchange (MCX), India’s commodity exchange, launched futures trading in Carbon Credits on 21 January 2008.

OMX and Singapore Exchange Limited (SGX) announced 22 February that SGX will launch an upgrade to its market data system, SGX DerivativesQuote, on 27 February 2008. This solution is the first in the world to be powered by OMX's next generation distribution system for market data, Genium® Market Info.

India Energy Exchange's (IEX) exchange trading system from OMX is on target for launch in Q2. IEX, that aims to start a countrywide market for trading in electricity, will use OMX
technology for trading and clearing. Nord Pool, who was recently acquired by OMX, provides spot market technology through its SAPRI system.

The merger of Surabaya Stock Exchange into Jakarta Stock Exchange to become the Indonesia Stock Exchange (IDX) last December 2007 saw it's market capitalization grow to Rp 2,538 trillion of which Rp 1,982 trillion represented equities, Rp 79.065 trillion came from Corporate Bonds, and Rp 477 trillion were from the State Debenture (SUN) the exchange announced February 19.

4

Etrading Insider from page 1

* Investment limitations: Islamic banks are prohibited from investing in certain industries and face limitations in using certain types of financial products that conflict with Islamic principles.

Islamic financial institutions are available in several forms:

* Islamic windows: Islamic financial service and product outlets available within conventional financial institutions.
* Islamic subsidiaries: Islamic financial organisations whose parent company is often a conventional financial institution.
* Islamic financial institutions: Standalone financial institutions that focus solely on providing Islamic financial products and services.

 

"...Malaysia has been able to establish itself as an Islamic finance hub is its high level of regulatory support..."
 

Malaysia has established itself as a regional, if not global, hub of Islamic finance through its encouragement of dual banking systems. The country's pioneering efforts led to the development of many innovative products and also inspired other Islamic markets that have followed the Malaysian example. One of the main reasons Malaysia has been able to take the lead in IBF is that the country maintains a liberal attitude toward IBF practices while remaining grounded in accepted IBF regulatory practices.

As part of its Financial Sector Masterplan, the Malaysian central bank, Bank Negara Malaysia (BNM), has set a target to have Islamic banking assets equal 20% of total banking assets by 2010.
High level of government support

One of the main reasons Malaysia has been able to establish itself as an Islamic finance hub is its high level of regulatory support in setting Islamic finance standards. Beginning with the introduction of the Islamic Banking Act in 1983, BNM has continued to implement policies that actively promote the growth of Islamic finance. Two examples of this are seen through the government's issue of non-interest-bearing paper as well as the founding of the Islamic interbank money market.

The Malaysian government provides foreign banks with tax breaks on their Islamic operations and limits foreign ownership of local Islamic banks to 49%. However, there is an exception to this rule. Should the Islamic financial institution conduct foreign currency business, then foreign investors can own 100% of the institution.

Islamic finance as a part of Malaysia's total financial industry has been steadily growing to ensure its place as a major player in the Malaysian market. The growth in Islamic banking, in particular, has been so high that the major Malaysian banks are looking to break out of their current Islamic windows operations and establish standalone subsidiaries with a greater scope of services, including investments and private banking.

The Islamic banking industry is still establishing itself, but changes are occurring at a rapid rate. In the coming years one can expect:

* Continued innovation in Islamic financial products: Newer and more innovative investment products such as bonds, derivatives, hedging and specialised investment vehicles can be expected.
* Increasing standardisation of Islamic banking products.
* Continued growth of Islamic finance in Asia: Countries such as Pakistan, Indonesia and, more recently, Singapore are pushing the development of their Islamic banking practices in order to replicate Malaysia's success. This trend is expected to continue.

5

A Look at SPAN from page 1

In the pricing model the strike price is known and the risk-free rate isn't important. SPAN then takes the last three inputs, time, volatility and price of the underlying and performs the following 16 scenarios to arrive at a loss or gain value over each option and future.

Scenario 1 Futures unchanged Up
Scenario 2 Futures unchanged Down
Scenario 3 Futures up 1/3 range Up
Scenario 4 Futures up 1/3 range Down
Scenario 5 Futures down 1/3 range Up
Scenario 6 Futures down 1/3 range Down
Scenario 7 Futures up 2/3 range Up
Scenario 8 Futures up 2/3 range Down
Scenario 9 Futures down 2/3 range Up
Scenario 10 Futures down 2/3 range Down
Scenario 11 Futures up 3/3 range Up
Scenario 12 Futures up 3/3 range Down
Scenario 13 Futures down 3/3 range Up
Scenario 14 Futures down 3/3 range Down
Scenario 15 Futures up extreme move Unchanged
Scenario 16 Futures down extreme move Unchanged

Volatility is decided by the Exchange and the price range covers the maintenance margin also set by the Exchange.

Let’s take a look at how SPAN handles calls and puts in writing strategies. Let’s suppose you enter into a put credit spread on the Japan Government Bond future (JGB) with a delta of 0.10. The SPAN system will arrive at an initial margin requirement of say 20,000 Yen. Remember that SPAN assesses the total portfolio risk so if you add a call credit spread with an offsetting delta of -0.10 SPAN no further margin will be required. Without SPAN you would be required to post a margin for each position. As you can see this allows you to use less money to carry more positions and generate commissions for your broker.

Another consideration of SPAN are deep out-of-the-money (OTM) options which could be more risky to the portfolio than the scanning range covers. SPAN arrives at a Short Option Minimum to mitigate this risk. Each contract is assigned a Short Option Minimum Charge by the Exchange. All short options, are totaled and multiplied by the appropriate short option charge resulting in the Short Option Minimum.

The Short Option Minimum isn’t directly added to the portfolio risk but represents an absolute minimum or floor margin for the portfolio. The greater of the Short Option Minimum or the margin calculated under SPAN becomes the portfolio’s margin.

SPAN also allows for increased margin for contracts in their last month before delivery.

SPAN treats all contracts months the same so a December future will have the same margin requirement as a June future. Unfortunately, contracts don’t necessarily move by the same amount. SPAN adds Intermonth Spread Charge to account for this. SPAN also allows option contracts to be included in the Intermonth Spread Charge by creating a futures equivalent position from the options delta. Thus a more accurate Intermonth Spread Charge is realized.

If you trade options understanding SPAN really isn’t that difficult and is rather intuitive.

For further education on options trading visit Options University
For a Black & Scholes option pricing calculator click here

 

 

SPAN calculates the likely loss of each position with 16 scenarios of volatility and price change to determine margin across the total portfolio...
 

For more information contact us here.

Contact support@asiaetrading.com if you have an idea for an article for us to write.

Looking Ahead

  • The Life of a Trade
  • Asia Insider - Get the Inside from an industry expert
  • Exchange holidays in April
  • Etrading events in April
  • Latest Etrading Jobs

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