All Entries in the "Thailand SEC" Category

Thailand SEC Files Complaint Against Former UBS Securities Executive

The SEC has filed a criminal complaint with the Department of Special Investigation against Numkrit Jeraputtiruk, former executive of UBS Securities (Thailand) Limited (UBS), for taking unlawful gains for himself or others at the expense of UBS’s clients. The complaint also alleged six other persons for aiding and abetting Numkrit’s commission of misconduct, namely (1) [...]