All Entries in the "Warrants" Category
2 Deutsche Warrant Traders Arrested
In response to media enquiries, an ICAC spokesman today (Thursday) confirmed that 11 persons were arrested for alleged bribery in relation to fraudulent trading of derivative warrants issued by a (Deutsche Bank) bank. Arrested in an operation codenamed “Leap Over”, which commenced on Tuesday, were two senior staff members of the bank as a warrant [...]
SGX Lines up Market Participants to Promote Liquidity
Singapore Exchange (SGX) today said it has secured dedicated market makers for the trading of Prudential PLC (Prudential) shares at their 25 May 2010 listing on SGX. The market makers will provide two-way bid/offer quotes to enhance liquidity. SGX expects to have a pool of liquidity providers committed to trade the shares. Prudential shares will [...]
TWSE Announces Amendment to Method in Assigning Warrant Security Codes
1. In order to avoid replicating security codes within a short period due to the volume and potential demand for issuing call (put) warrants, TWSE has amended the security code assignment method for newly listed (and over-the-counter) warrants, effective from May 17, 2010. The new method, which will see current warrant security codes changing from [...]
Two Warrant Traders Convicted of Market Manipulation In Hong Kong
The District Court found two warrant traders guilty May 7 of manipulating the market in various listed derivative warrants issued by Macquarie Bank Ltd (Macquarie Bank) between January 2004 and January 2005. Mr Patrick Fu Kor Kuen and Mr Francis Lee Shu Yuen were convicted before His Honour Judge Sham Siu Man following a two [...]
