All Entries in the "BGC Partners" Category
ASX Disciplinary Tribunal Circular – BGC Partners (Australia) Pty Limited
The ASX Disciplinary Tribunal (the ‘Tribunal’) has determined the following: BGC Partners (Australia) Pty Limited (‘BGC’) contravened the following Operating Rules of the Sydney Futures Exchange* (the ‘Operating Rules’): • Rule 3.1.1(a)(ii) (‘Expressions of Interest’) on three occasions; and • Rule 3.3.5(a) (‘Request for Quote’) on eight occasions; • Rule 3.2.2(b) (‘Strategy Trades’) on two [...]
